Principal Investing
Supportive, minority capital for growing firms
We provide minority capital to wealth management firms with targeted capital needs, led by exceptional management teams.
Up to 40%Minority Stake; Management Keeps Control
5+ yearsTypical Investment Horizon
10Principal Investments to Date
3Investments Monetized to Date
Our approach
How we invest
Where we invest
Wealth management firms are our focus. We consider fintech and platform businesses selectively.
Uses of our capital
Growth initiatives, acquisitions, partner liquidity, and succession.
Partnership, not control
We support strategy and governance without running the business.
What comes with our capital
Access to our M&A and strategic advisory experience, and a boardroom perspective.
Larger transactions are best served by a competitive process, which we typically run as advisor rather than investor. How we manage conflicts →
Portfolio
Our principal investments
Ten investments across wealth managers, platforms, and fintech; three have been monetized.
In their words
What founders say about partnering with NCP
NCP could not have been easier to transact with. The firm was engaged in sub-acquisition opportunities and brand building even before our deal closed.
We look forward to NCP’s contributions in the areas of continuity planning and management additions. The firm brings an outside perspective that should prove valuable as we scale our business.
Looking for a supportive minority partner?
Management keeps control. We bring capital, M&A experience, and a boardroom perspective.